Gordon A. Ewy, MD
From the University of
Correspondence to Gordon A.
Ewy, MD, Professor and Chief, Cardiology, Director, University of Arizona
Sarver Heart Center, University of Arizona, Tucson, AZ 85724. E-mail gaewy@aol.com
Received August 4, 2004; revision received
November 24, 2004; accepted December 10, 2004.
Key Words: cardiopulmonary
resuscitation • defibrillation • fibrillation • perfusion • cardiac arrest
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Introduction |
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"Why is it that
every time I press on his chest he opens his eyes, and every time I
stop to breathe for him he goes back to sleep?"1
This article reviews research that shows
that cardiopulmonary resuscitation (CPR) as it has been practiced
and as it is presently taught and advocated is far from optimal. The
International Guidelines 2000 for Cardiopulmonary Resuscitation and
Emergency Cardiovascular Care, hereafter referred to as
"Guidelines 2000," were evidence based.2
During their formulation, the greatest weight of evidence was given
to placebo-controlled randomized trials in humans. Unfortunately, it
is extremely difficult not only to obtain informed consent but also
to obtain funding for studies of the magnitude necessary to answer
critically important CPR questions. It is unfortunate that
controlled CPR research in animals was given the lowest priority in
the evidence-based scheme.2
In our opinion, controlled animal experiments provide data that may
be nearly impossible to obtain in human trials in which the
circumstance, age, disease states, interventions, and response times
to arrest are variable and often unknown. On the other hand, the use
of swine for CPR research is not the perfect experimental solution,
because they are easier to resuscitate in that they have no
underlying heart disease (unless experimentally produced), they are
younger, and they have more compliant chests than older adults with
cardiac arrest.
Since the formulation of "Guidelines
2000," old and new research in animals and new research in
humans have rendered them outdated. Although they will be revised,
it is unknown when and what changes will be made. Nevertheless, in
2003, the CPR research information from both animal and humans was
so compelling that we could not in good conscience wait for yet
another set of new guidelines. Accordingly, our CPR research group,
in cooperation with the Tucson Fire Department, initiated a new
comprehensive resuscitation program in November 2003 in
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Three Phases of Cardiac Arrest Due to Ventricular Fibrillation |
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One of the many important concepts to come forward since "Guidelines 2000"
were published is the 3-phase, time-dependent concept of cardiac
arrest due to ventricular fibrillation articulated by Weisfelt and
Becker.5
The first phase is the electrical phase, which lasts 5
minutes. During this phase, the most important intervention is
prompt defibrillation. This is why the benefit of the automatic
external defibrillator (
Physiology of Resuscitation From
Cardiac Arrest
The opening quote above is from a woman who had been given 9-1-1 dispatch
telephone instructions in cardiopulmonary resuscitation.1
It is more than a decade old, but when I listened to this recording,
I could not help but marvel at the importance of the observation made
by this distraught woman trying to resuscitate her husband while
awaiting the arrival of the paramedics. She correctly observed what
our and others’ research had found: that during cardiac arrest,
maintenance of cerebral perfusion is critical to neurological
function. During the hemodynamic phase, the most important
determinant of cerebral perfusion is the arterial pressure generated
during external chest compressions.11–15
This perfusion pressure is lost when one stops chest compressions for
rescue breathing.11–15
The same can be said for maintaining viability of the fibrillating
heart. The fibrillating ventricle can be maintained for long periods
of time if there is adequate coronary or myocardial perfusion
pressure produced and the coronary arteries are open. If early
defibrillation is not available, a major determinant of survival
from ventricular fibrillation cardiac arrest is the production of
adequate coronary perfusion pressure.11–15
The coronary perfusion pressure is the difference between the aortic
"diastolic" pressure and the right atrial "diastolic"
pressure. The word diastolic is in quotes because CPR
"systole" is the chest compression phase, and CPR "diastolic"
is the release phase of external chest compression (Figure
1). As shown in Figure
1, once chest compressions are begun, it takes time to develop
cerebral and coronary perfusion pressures. When chest compression is
interrupted for rescue breathing, the cerebral perfusion pressure
drops abruptly, and the cardiac perfusion pressure drops
significantly. During single-rescuer scenarios, it takes time for
the cerebral and coronary perfusion pressures to increase with chest
compressions, only to fall each time they are interrupted for
ventilation.16
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These perfusion pressures are important. It
has been shown that during prolonged cardiac arrest, survival in
animals (Figure
2) and return of spontaneous circulation in humans are related
to the coronary perfusion pressures generated during chest compression.15,17
There are several other major determinants of the perfusion pressure
during closed-chest compression in cardiac arrest, including
vascular resistance, vascular volume, and intrathoracic pressure.
The importance of the vascular resistance during chest compression
explains why vasopressors may improve perfusion pressures and
vasodilators decrease perfusion pressures.18–21
The effective intravascular volume is also critical, because an
adequate perfusion pressure cannot be obtained and patients cannot
be resuscitated if the vascular volume is low. Causes of low
vascular volume include excessive blood loss and vascular fluid
extravasation. Marked dilation of the venous system may also result
in an effective low blood volume. The intrathoracic pressure is yet
another determinant of perfusion pressure. A low or negative
intrathoracic pressure during the "diastolic" or release
phase of chest compression helps to augment venous return into the
chest.22
A high intrathoracic pressure during the relaxation or "diastolic"
phase of chest compression inhibits venous return. Thus excessive
ventilation, as will be detailed below, will decrease venous return
to the thorax and decrease survival.23
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However, there is a distinct window of time
in which the perfusion pressure must be restored. Excellent
perfusion pressures supplied too late (after the hemodynamic phase
and during the metabolic phase) will not resuscitate the subject
because irreversible tissue and organ damage has occurred.14
An appreciation of the physiology of closed-chest resuscitation from
cardiac arrest facilitates understanding of the research findings to
be presented below.
Lack of Bystander-Initiated CPR
The first problem contributing to the dismal survival rates of
out-of-hospital cardiac arrest is the lack of bystander- or
citizen-initiated basic CPR. Although the majority of out-of-hospital cardiac
arrests are witnessed, only 1 in 5 receive bystander- or
citizen-initiated CPR.24–26
A survey by our CPR Research Group indicated that only 15% of lay
individuals would definitely do mouth-to-mouth resuscitation on a
stranger.27
Anonymous surveys have shown that lay individuals are not the only
ones reluctant to provide mouth-to-mouth resuscitation on
strangers—so are certified CPR instructors and physicians.28–31
Yet, in the absence of early defibrillation, bystander- or
citizen-initiated chest compression is essential for improved
survival for patients with out-of-hospital cardiac arrest.32
A meta-analysis published in 1991 of 17 studies showed that
individuals receiving bystander CPR were 4.5 times more likely to
survive.33
Since then, other studies confirmed the importance of
bystander-initiated CPR for out-of-hospital sudden cardiac arrest
victims.24
In another study, those who received bystander-initiated CPR were 3
times more likely to survive to leave the hospital.25
And a recent report from a 20-community study of adult
out-of-hospital cardiac arrest found that citizen-initiated CPR was
strongly associated with increased survival and better quality of
life.26
Yet, early bystander CPR is not being done, principally because of
the bystander’s reluctance to perform mouth-to-mouth rescue breathing.
This information, along with our research findings, led us to ask
whether chest-compression–only CPR, eg, without mouth-to-mouth
rescue breathing, was better for out-of-hospital cardiac arrest than
doing nothing until the paramedics arrived.
We compared 24-hour survival with 3
different approaches to bystander CPR using a swine model of
prehospital single-rescuer CPR. The 3 interventions were
chest-compression–only CPR, "ideal" standard CPR, and no
bystander CPR.1
The ideal standard CPR group was ventilated with hand-bag-valve
ventilation via an endotracheal tube with 17% oxygen and 4% carbon
dioxide, with 2 ventilations delivered within 4 seconds before each
set of 15 chest compressions, to simulate "ideal"
mouth-to-mouth rescue breathing. After one-half minute of untreated
ventricular fibrillation, the swine were randomized. After 12
minutes of intervention (total duration of ventricular fibrillation
12.5 minutes), advanced cardiac life support was supplied,
simulating the late arrival of paramedics. We found that all animals
in both the chest-compression–only CPR (Figure
3) and the ideal standard CPR (Figure
4) groups were resuscitated successfully and were neurologically
normal at 24 hours. In sharp contrast, only 2 of 8 animals in the
group that had no chest compressions until 12.5 minutes (simulating
no bystander CPR and the late arrival of emergency medical
personnel) survived, and 1 of the 2 was comatose and unresponsive.1
Our University of Arizona Sarver Heart Center CPR Research Group has
published 6 studies with a total of 169 swine with variable
durations of ventricular fibrillation arrest before initiation of
basic life support (
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These findings were enough for us to
encourage bystander continuous-compression CPR without
mouth-to-mouth rescue breathing for witnessed cardiac arrest in
adults, eg, nonrespiratory cardiac arrests; however, "Guidelines
2000" did not make this recommendation. Although not previously
willing to extend such a recommendation for everyone doing
bystander-initiated CPR, American Heart Association guidelines have
stated that, "If a person is unwilling to perform mouth-to-mouth ventilation,
he or she should rapidly attempt resuscitation, omitting
mouth-to-mouth ventilation."40,41
Unfortunately in American Heart Association– and Red Cross–sponsored
CPR courses, chest-compression–only CPR is rarely, if ever,
mentioned.
After publication of "Guidelines
2000," a pivotal finding was reported from
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We wondered whether a younger population of
highly motivated individuals, eg, our medical students, could
deliver the recommend 2 breaths any faster. In a study using
manikins, we found that it took medical students an average of 14±1
seconds to perform the 2 recommended breaths for rescue breathing.43
We then recorded paramedics’ performance and found that it took
them an average of 10±1 seconds.44
Thus, it takes a considerable amount of time for the 2 respirations
that are to be given before each set of 15 chest compressions. This
markedly limits the number of chest compressions being delivered.
Experimental and human data support the need
for >80 compressions per minute to achieve optimal blood flow
during CPR.45–47
In addition, our studies have shown that compression rates of 100
to 120 per minute are better than 80 per minute and that the use of
a metronome to ensure an appropriate chest compression rate improves
perfusion in humans.46,47
The guidelines for adult
Another observation is that if a subject
collapses with ventricular fibrillation, gasping lasts from 2 to 4
minutes. Gasping is both fortunate and unfortunate. It is fortunate
because when chest compression is initiated promptly, the subject is
likely to continue to gasp and provide self-ventilation. In fact,
Kouwenhoven et al, in one of their early programs, indicated that
ventilation was not necessary during chest compression as the
subject gasped (W.B. Kouwenhoven, J.R. Jude, and G.B. Knickerbocker,
demonstration of the technique of CPR for New York Society of
Anesthesiologist 1960s; copy of demonstration provided on CD by J.R.
Jude). However, gasping may be unfortunate, because most lay
individuals interpret this as an indication that the individual is
still breathing and do not initiate bystander CPR or call 9-1-1 as
soon as they should. Our survey indicated that
chest-compression–only CPR, or
On the basis of the above data, one aspect
of our Sarver Heart Center/Tucson Fire Department Initiative for
Excellence in CPR is our "Be A Lifesaver" program for the
public.22
This program encourages citizens to call 9-1-1 and then initiate
continuous chest compression without mouth-to-mouth ventilation for
out-of-hospital witnessed unexpected sudden collapse in adults until
the paramedics/firefighters arrive. The purpose of this initiative
is to dramatically increase the incidence of bystander- or
citizen-initiated CPR.
The 3 steps of our Be A Lifesaver program
are presented in the Table.
Another major advantage of this program is that individuals can be
taught
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It is of historical interest that physicians
in the Netherlands were the first to recognize that if an adult
develops ventricular fibrillation and suddenly collapses, his or her
lungs, pulmonary veins, left heart, aorta, and all of the arteries
are full of oxygenated blood.48
They suggested that the mnemonic for cardiac arrest should not be
ABC, for airway, breathing, and circulation, but
Our recommendations are for witnessed
unexpected sudden collapse in an adult, a condition that is almost
always due to cardiac arrest. In contrast, in patients with
respiratory arrest, ventilation is critically important. Chest compressions
plus mouth-to-mouth rescue breathing is markedly superior to either
technique alone.48
Nevertheless, studies of asphyxial cardiac arrest in swine have shown
that chest compression is better, but only slightly better, than
doing nothing.49
Since our Tucson program was initiated, physicians from Tokyo, Japan,
reported on their observational study of 7138 patients with
out-of-hospital cardiac arrest.50
They found that chest-compression–only CPR was the best independent
predictor of their primary end point of neurologically normal
hospital discharge, with an adjusted OR of 2.5 (P=0.002).50
Dispatch-Directed
After "Guidelines 2000" were published, Hallstrom and associates51
from Seattle, Wash, published a 6-year study involving 520 patients who
were randomized to telephone dispatch–directed standard CPR or CPR
with chest compression but without mouth-to-mouth resuscitation.
They found that survival was 10.4% with standard CPR and 14.6% with
chest-compression–only CPR.51
Accordingly, as part of our overall program, the first change in the
Tucson Fire Department Emergency Medical Service system was to have
telephone dispatchers provide instructions for chest-compression–only
CPR.
Present Guidelines for Paramedics
Are Also Not Optimal
The Ontario Prehospital Advanced Life Support (OPALS) study tested
the incremental effect on survival after out-of-hospital cardiac
arrest of the addition of a program of advanced life support to a
program of bystander
Chest Compressions Are Necessary
Before Defibrillation During the Hemodynamic Phase of Cardiac Arrest
Cobb and associates52
noted that as more of their paramedic/firefighter units were
supplied with AEDs, the survival rate appeared to decline.
Therefore, they changed their protocol so that the units performed
90 seconds of chest compression before applying the
In Tucson, the average arrival time of
paramedic/firefighters is 7
minutes, that is, in the hemodynamic phase of cardiac arrest. Accordingly,
Tucson paramedic/firefighters have been instructed to give 200 chest
compressions before defibrillation. We decided on 200 compressions
at 100 compressions per minute because it was between the 90 seconds
in the study by Cobb et al52
and the 3 minutes used by Wik et al.53
Two hundred chest compressions should take 2
minutes to perform and do not require the paramedics/firefighters to
time the duration of the chest compressions, only to count them.
Limiting Interruptions of Chest
Compressions by Paramedics/Firefighters
Associates from our CPR research group have documented that paramedics/firefighters
are compressing the chest of the victim less than half of the time
they are at the scene (Terry Valenzuela, MD, written communication,
December 14, 2004). This lack of compressions appeared to be the
result of the paramedics following guidelines and using AEDs. This
was an astounding finding. Accordingly, the first change that was
made in our paramedic program was to ensure that 1
paramedic/firefighter is compressing the chest continuously, with
only short interruptions for defibrillation shock and rhythm
analysis. Intubation is delayed until 3 series of 200 chest
compressions, shock, 200 postshock chest compressions, and rhythm
analysis are performed. Emphasis is placed on obtaining intravenous
access. Intubation is delayed until after 3 series of compressions
and defibrillations.
Support for delaying intubation and using a
bag-valve-mask for ventilation is supported by the study of Gausche
and associates.54
Their controlled clinical trial of patients aged 12 years and younger
or weighing an estimated 40 kg or less showed no significant difference
in survival between the bag-valve-mask group (30%) and the
endotracheal intubation group (26%).54
This important finding (that endotracheal intubation was not
superior to bag-valve-mask ventilation even in the pediatric age
group, a group in whom respiratory arrest is expected to be more
common) supports the fact that endotracheal intubation, although
commonly performed and commonly thought to be of the highest
priority, is not critically important and is probably deleterious
because it results in interruptions of chest compression.
Avoiding the Immediate Deployment of
AEDs During the Hemodynamic Phase of Cardiac Arrest
Most AEDs available during and before 2003 took a significant amount
of time to analyze the patient’s rhythm, to recommend defibrillation
shock, and then to analyze the postshock rhythm, such that minutes
were added to the arrest time, which makes resuscitation less
likely.55,56
Accordingly, the immediate deployment of an
Two Hundred Chest Compressions by
Paramedics/Firefighters After Shock and Before Rhythm Analysis
As noted above, paramedics/firefighters are instructed to perform another
200 chest compressions after the shock before assessing the rhythm.
This is based on the fact that after prolonged ventricular fibrillation,
the shock frequently defibrillates, but to a nonperfusing rhythm. In
fact, to produce pulseless electrical activity (PEA) in the
experimental laboratory, one fibrillates the animal, does no chest
compression for several minutes, then defibrillates, and the result
is usually PEA, or the older term, "electrical mechanical
dissociation" or "EMD."58,59
If chest compression is applied and the heart is perfused after the
defibrillating shock, the PEA is more likely to revert to a
perfusing rhythm.59
If the paramedics/firefighters witness the
arrest, they defibrillate first. Otherwise, they assume that the
patient is in the hemodynamic phase of cardiac arrest and perform
200 chest compressions, deliver the shock, and immediately perform
another 200 chest compressions before rhythm analysis. As noted
above, this sequence is followed 3 times before an attempt to
intubate. Before intubation, the patient is ventilated via
bag-valve-mask.
Excessive Ventilation Avoided
Some time after advocating chest-compression-only CPR, we changed the
designation to "continuous-chest-compression CPR." Our original thought
was "ventilate all you want, just do not stop pressing on the
chest." We now know that "ventilate all you want" is wrong
as well. Excessive ventilation is a major problem in CPR, decreasing
the chances of survival.21
After the recommended chest compression rate
was increased from 60 compressions per minute to 80 to 100
compressions per minute, we had our CPR research nurse attend a
number of cardiac arrests in the hospital to count the number of
chest compressions per minute that physicians were providing. The
nurse also counted the number of ventilations per minute.60
The number of ventilations was consistently more than the
recommended 12 to 15 per minute.2
Some were ventilated at a faster rate than the chest was being compressed!
The average number of ventilations was 37 per minute.60
This number became of increased interest when Aufderheide and associates23
recently reported the same average number of excessive number of
ventilations by paramedics. They then studied the effect of
ventilation rate on survival in a swine model of cardiac arrest and
found that excessive ventilations decreased survival.23
With simultaneous chest compressions and ventilations, there is
a dramatic increase in intrathoracic pressure, decreasing venous
return, and thus perfusion pressures. The study by Aufderheide and
associates23
indicates that 12 to 15 ventilations per minute are much better than
the near 30 ventilations per minute that are often delivered.
There is a need for more research into the
best way for ventilation to be delivered in the various phases of
cardiac arrest, depending on whether rescue breathing was performed
or not. The amount and type of ventilation studied by different
groups are variable, and the results have been conflicting.61,62
Is there a role for negative pressure during ventilation, as
proposed and studied by Lurie and associates22,61?
Wik and associates53
found that optimal paramedic ventilation is 10 mL/kg at a frequency
of 12 ventilations per minute. Is this what one should recommend?
This is another area that needs more study.
Just as multicenter clinical trials are
necessary to provide large enough numbers from a variety of
locations to ensure their validity, we think there is a need for
multicenter laboratory research using common protocols to give
better direction and preliminary preclinical data to support the
pursuit of expensive multicenter clinical trials. Standards and
guidelines for CPR have been advocated for more than 40 years, and
we still only have some of the answers.
The Metabolic Phase: Hypothermia
It has long been appreciated that survival from drowning is more
likely with cold water rather than warm. Although improved neurological
recovery was reported by Benson et al63
in 1959 in a small number of comatose patients after resuscitation
from cardiac arrest treated with hypothermia, it was not until the
simultaneous reports from Austria and Australia of improved survival
and neurological outcome that this concept was more generally
accepted.64,65
After the publication of these studies, the
International Liaison Committee on Resuscitation (ILCOR) issued a
new statement on hypothermia.66
It states, "Unconscious adults with spontaneous out-of-hospital
cardiac arrest and an initial rhythm of ventricular fibrillation
should be cooled to 32 to 34 degrees centigrade for 12 to 24
hours."66
They added that, "Such cooling also may be beneficial for other
rhythms or for in-hospital cardiac arrest."66
More research is needed to define the best and safest methods for
postresuscitation hypothermia.
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Conclusions |
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This article reviewed the studies that led us to institute a new
system of CPR for out-of-hospital witnessed arrest due to ventricular
fibrillation in adults.3
It is called cardiocerebral resuscitation (
Some of the major unanswered questions are
as follows: When is ventilation mandatory during prolonged
cardiocerebral resuscitation? Ventilation is probably mandatory
after 15
minutes of chest compression only in patients who are not gasping.
This needs to be studied.
If one is willing to do mouth-to-mouth
rescue breathing for witnessed cardiac arrest, what is the best
compression-to-ventilation ratio? One of our studies suggests that
it might be continuous chest compressions for the first 4 minutes,
follow by 1 or 2 ventilations before each set of 100 compressions.67
If bystanders perform chest-compression–only
CPR and the paramedics arrive within 8 to 15 minutes, what is the
best sequence of ventilation for the paramedics/firefighters?
Clearly, excessive ventilation is to be avoided, but are the
recommended 12 to 15 ventilations per minute optimal? Should fewer
ventilations and the use of the impedance valve mask be used?
Continued research in cardiocerebral resuscitation is clearly
needed, but we cannot wait for all the answers, nor until the next
guidelines are published, to make some needed changes.
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Acknowledgments |
This article was requested after this topic was presented at Cardiology
Grand Rounds at Massachusetts General Hospital on June 8, 2004. The
information presented is from the research of the University of
Arizona Sarver Heart Center CPR Research Group. The permanent
members consist of University of Arizona faculty from a variety of
specialties: Karl B. Kern, MD (cardiologist), Arthur B. Sanders, MD
(emergency medicine), Charles W. Otto, MD (anesthesiology), Robert
A. Berg, MD (pediatrics), Ron W. Hilwig, PhD, DVM, Melinda M. Hayes,
MD (anesthesiology), Mark Berg, MD (pediatrics), and Gordon A. Ewy,
MD (cardiologist); members of the Tucson Fire Department: Dan
Newburn (Fire Chief), Terry Valenzuela, MD (medical director), and
Lani L. Clark (research associate); and Pila Martinez (public
education) from the Sarver Heart Center, Public Affairs.
Disclosure
Dr Ewy has been designated as a "CPR
Giant" of the American Heart Association for his contribution
in defibrillation and CPR; however, the opinions expressed in this
article are those of Dr Ewy and of the University of Arizona Sarver
Heart Center CPR Group and are not necessarily those of the American
Heart Association.
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References |
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